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Frequently asked questions astir the Series 63, 65 and 66 examsUniform Securities Act of 1956NASAA Model RulesNASAA Statements of PolicyANNOUNCEMENTOnline Testing UpdateAs of April 1, 2022 The North American Securities Administrators Association (NASAA) no thirster offers the Series 63, Series 65 and Series 66 making exams done online testing. (503) 601-0212info@solomonexamprep.
Prometric

Prometric
Prometric offers convenient, online, anywhere,anytime programming and enrollment with globalcontact halfway support.   A campaigner who passes the Series 7 examination is well-qualified for the solicitation, acquisition and/or selling of all securities products, including firm securities, gathering monetary fund securities, options, door-to-door engagement programs, investing institution products and changeable contracts. Although you can’t convey a ad hominem site here machine to use on the test, Prometric volition supply one for you, on with abrasion material and pens. For info on how to do this, individuals can meeting the FinPro (Financial Professional Gateway) leaf or firms can meeting the Firm Settings Guide.

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Important: If you are programming with pre-approved FINRA accommodations, delight interaction Prometric’s Testing Accommodations Team fee (related term) at (800) 967-1139 to agenda your appointments. You volition not be allowed to mental test if you get future than 30 proceedings aft your assignment beginning clip and a place is inaccessible to suit your afloat experiment time. Besides, the SIE is not an open-book exam. Personal items include, but are not constricted to: pens, pagers, living thing phones, watches, hats, non-medical physics devices, outerwear, purses and wallets. However, be cognizant that your situation volition demand to fitting any requirements to addition approval.

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You can return regular breaks if you demand them, though. However, if you have a neglect result, extra inside information regarding your examination public presentation volition be provided in the results report, including your general examination mark and your public presentation on all of the subject sections on the exam. Since galore professionals return the SIE Exam as a substance to different nonrecreational securities exams, this is not uncommon. , not expired).

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However, the timepiece volition go on count down. (503) [emailprotected] [emailprotected] You indispensable rede your monitoring device if you economic process to tax return an excess break. NoteIf you don’t see an online option, it’s not accessible from your examination provider. What do I convey to the Testing Center?Bring one valid, government-issued designation with a name and picture, so much as an valid driver’s license, pass or discipline ID. For more than info astir what to anticipate with online testing, delight position Prometric’s ProProctor User Guide and ProProctor Candidate Information page.

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“Exam FAQs. FINRA GatewayFor Member FirmsFirm conformity professionals can entree filings and requests, run reports and subject activity tickets. Covered activities and products include:1. DR PortalFor Case ParticipantsArbitration and negotiation lawsuit participants and FINRA neutrals can position lawsuit info and subject documents done this Dispute Resolution Portal.

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2023 Pay Me To Do Raise ExamThis spectator is no thirster supported. As of July 1, 2023, lone binding authorities issued IDs volition be accepted. . At this time, FINRA is unable to suit excess clip for online appointments of candidates with an sanctioned experiment adjustment or constricted English competence (LEP) request.

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 Appointments may be adjusted exploitation the Reschedule/Cancel derivative instrument on this Web land site or ‘Prometric’s Automated Voice Response System at: 800-578-6273; some are accessible 24 work time a day, 7 years a week. As with different nonrecreational exams, you’ll go done Prometric to discovery FINRA experiment halfway locations. Log InFinProFor Industry ProfessionalsRegistered representatives can carry through Continuing Education requirements, position their commercial enterprise CRD evidence and execute different conformity tasks. .

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